Enable America Jobs

86603BR

Job Title:

AFS Compliance Officer - Chicago, IL

Department/Function:

Legal, Compliance, Regulatory Affairs, Corporate Security

Job Description:

AFS Compliance Officer - Chicago, IL

This is an exempt level position.

Position Summary:

We are looking for a compliance officer that will support our wholly owned subsidiary, Archer Financial Services, Inc. (“AFS”) a registered Introducing Broker (IB) with the National Futures Association. This position reports to the IB Director and will work closely with the ADMIS Compliance Department in implementing and overseeing compliance responsibilities for AFS. They may interact with various departments including ADMIS and ADM global affiliates, clearing exchanges, brokers and customers. We have a strong team that works well together. If you enjoy the pace of financial services this is the place for you.

Job Responsibilities:

• Monitor and conduct surveillance to help ensure regulatory compliance

• Review compliance policies and procedures with brokers and recommend further training when warranted

• Assist with regulatory inquiries

• Assist with client onboarding and documentation maintenance

• Perform testing and reviews of activities against compliance policies and procedures

• Assist in managing and documenting internal reviews and filings

• Assist with special projects as needed

Job Requirements:

• Bachelor’s degree in a business-related field

• 5+ years of experience in a compliance analyst role

• Advanced technical skills including Excel, Access and SQL

• Strong organizational skills and attention to detail

• Critical thinking and problem solving skills

• Ability to work with globally diverse teams

• Able to communicate in oral and written form with all levels of the organization

• Experience in a collaborative culturally diverse and inclusive environment

• Demonstrated technical and team leadership skills capable of managing a team to accomplish assigned projects

• Promotes the ADM Way and Core Values

Excited about this role but don’t meet every requirement listed? Studies show that often applicants will self-select out if they don’t check every box. We encourage you to apply anyway. You may be just the right candidate for this role or another one of our openings.

ADM requires the successful completion of a background check.

REF:86603BR

Req/Job ID:

86603BR

City:

Decatur

State:

IL - Illinois

Ref ID:

#LI-DNI

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About ADM

At ADM, we unlock the power of nature to provide access to nutrition worldwide. With industry-advancing innovations, a complete portfolio of ingredients and solutions to meet any taste, and a commitment to sustainability, we give customers an edge in solving the nutritional challenges of today and tomorrow. We’re a global leader in human and animal nutrition and the world’s premier agricultural origination and processing company. Our breadth, depth, insights, facilities and logistical expertise give us unparalleled capabilities to meet needs for food, beverages, health and wellness, and more. From the seed of the idea to the outcome of the solution, we enrich the quality of life the world over. Learn more at www.adm.com.

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#IncludingYou

Diversity, equity, inclusion and belonging are cornerstones of ADM’s efforts to continue innovating, driving growth, and delivering outstanding performance. We are committed to attracting and retaining a diverse workforce and create welcoming, truly inclusive work environments — environments that enable every ADM colleague to feel comfortable on the job, make meaningful contributions to our success, and grow their career. We respect and value the unique backgrounds and experiences that each person can bring to ADM because we know that diversity of perspectives makes us better, together.

We are committed to ensuring all qualified applicants receive consideration for employment regardless of race, color, ethnicity, disability, religion, national origin, gender, gender identity, gender expression, marital status, sexual orientation, age, protected veteran status, or any other characteristic protected by law.

We welcome everyone to apply, especially those individuals who are underrepresented in our industry, as we strive to ensure our workforce represents the world that we help to feed: people of color, women, gender non-conforming, LGBTQIA+, veterans and persons with disabilities. For more information regarding our efforts to advance Diversity, Equity, Inclusion & Belonging, please visit our website here: Diversity, Equity and Inclusion | ADM. (https://www.adm.com/en-us/culture-and-careers/diversity-equity-inclusion/)

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Benefits and Perks

Enriching the quality of life for the world begins by taking care of our colleagues. In addition to competitive pay, we support your diverse needs with a comprehensive total rewards package to enhance your well-being, including:

• Physical wellness – medical/Rx, dental, vision and on-site wellness center access or gym reimbursement (as applicable).

• Financial wellness – flexible spending accounts, health savings account, 401(k) with matching contributions and cash balance plan, discounted employee stock purchasing program, life insurance, disability, workers’ compensation, legal assistance, identity theft protection.

• Mental and social wellness – Employee Assistance Program (EAP), Employee Resource Groups (ERGs) and Colleague Giving Programs (ADM Cares).

Additional benefits include:

• Paid time off including paid holidays.

• Adoption assistance and paid maternity and parental leave.

• Tuition assistance.

• Company-sponsored training and development resources, such as LinkedIn Learning, language training and mentoring programs.

*Benefits may vary for bargained locations, confirm benefit eligibility with your recruiter.